Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Carlin Fernandez is a financial advisor who has been in the industry since 1999. Joseph is currently registered with Principal Securities, Inc. and has offices in Safety Harbor and Tampa, Florida. Joseph offers a variety of services, including financial planning, portfolio management, and educational seminars. Joseph is also a Certified Financial Planner. Prior to joining Principal Securities, Inc. Joseph was a financial advisor at AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY in Minneapolis, Minnesota. Joseph is licensed to sell securities in Florida, Georgia, Illinois, Louisiana, Massachusetts, Michigan, Nebraska, New York, North Carolina, South Carolina, Tennessee, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
06/05/2009 - Present
Principal Securities, Inc. (Safety Harbor FL)
MN
08/02/1993 - 07/14/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/02/1993 - 07/14/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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