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Joseph Carl Fiumara

PNC Investments

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About Joseph Carl Fiumara

Joseph Fiumara has been in the financial services industry since 1998 and is currently a Registered Representative with PNC Investments. He has a strong background in the industry, having worked with several firms throughout his career, including MetLife Securities Inc., Hold Brothers On-Line Investment Services L.L.C., and Banc of America Investment Services, Inc. Joseph Fiumara holds Series 7, 63, and 65 licenses. Joseph specializes in providing portfolio management services to individuals and businesses.

Firm Information

Joseph Fiumara is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Fiumara’s Registration & Firm History

NJ

02/12/2010 - Present

PNC Investments (STANHOPE NJ)

NY

01/26/2010 - 02/02/2010

METLIFE SECURITIES INC. (STATEN ISLAND NY)

NJ

08/12/2009 - 12/07/2009

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (MORRISTOWN NJ)

NJ

07/18/2008 - 08/04/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (GLEN ROCK NJ)

NJ

04/23/2001 - 07/21/2008

SII INVESTMENTS, INC. (FAIRFIELD NJ)

FL

03/05/1999 - 04/25/2001

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

TX

04/08/1998 - 03/08/1999

LLOYD WADE SECURITIES INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 03/17/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joseph Carl Fiumara. Review regulatory record here.
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