Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Cappello Santomieri is an investment advisor representative who has been active in the financial industry since 1998. Joseph is currently registered with Stratos Wealth Partners, Ltd. in California and Texas. Joseph has previously worked with OSAIC WEALTH, INC., SIGNATOR INVESTORS, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., and MORGAN STANLEY DW INC. Joseph specializes in working with high-net-worth individuals, corporations and other businesses, individuals other than high-net-worth, charitable organizations, and insurance companies. Joseph provides financial planning, pension consulting, educational seminars, and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
CA
02/14/2024 - Present
Stratos Wealth Partners, Ltd. (Redwood City CA)
CA
11/02/2018 - 02/15/2024
OSAIC WEALTH, INC. (REDWOOD CITY CA)
CA
12/07/2004 - 11/02/2018
SIGNATOR INVESTORS, INC. (SAN MATEO CA)
MA
10/20/2004 - 11/18/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/09/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
08/31/1998 - 10/07/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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