Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Capizzi is a financial professional with over 15 years of experience in the industry. Joseph is currently registered with Franklin Distributors, LLC and is located in New York, NY. Joseph has previously held positions at MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., and LEGG MASON INVESTOR SERVICES, LLC. Joseph holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/18/2014 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
06/01/2009 - 05/01/2014
MORGAN STANLEY (PURCHASE NY)
NY
04/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
12/05/2006 - 04/09/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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