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Joseph Cafaro

Santander US Capital Markets LLC

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About Joseph Cafaro

Joseph Cafaro is a registered representative with Santander US Capital Markets LLC. Joseph has been in the securities industry since March 3, 2024. Joseph is currently registered with the state of New York. Joseph holds the Series 79TO, Series 63 and SIE licenses. Joseph has a current employment at Santander US Capital Markets LLC and is located at 437 MADISON AVENUE, 6th Floor in NEW YORK, NY.

Firm Information

Joseph Cafaro is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Cafaro’s Registration & Firm History

NY

03/04/2024 - Present

Santander US Capital Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Cafaro.
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