Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph C Vona is a financial advisor with Wells Fargo Securities, LLC, registered with the Financial Industry Regulatory Authority (FINRA). Joseph has been in the financial services industry since September 19, 2002, with experience at various firms, including BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, Bear, Stearns & Co. Inc., and HSBC Securities (USA) Inc. Joseph holds the Series 3, 7, 24, 63, 99TO, and SIE licenses, indicating expertise in various areas of the financial industry. Joseph is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/15/2014 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
11/02/2009 - 04/19/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/10/2008 - 10/28/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/24/2007 - 03/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/07/2006 - 03/27/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/13/2000 - 04/25/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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