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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Costa is a financial advisor who has been in the industry since 1974. Joseph is currently registered with Morgan Stanley. Joseph has also held registrations with UBS Financial Services Inc., E. F. Hutton & Company Inc, Paine, Webber, Jackson & Curtis Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc.. Joseph has passed several industry exams including the Series 63, Series 53, Series 12, Series 24, Series 4, Series 7TO, SIE, Series 15, Series 5, PC, and Series 1.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
03/21/2020 - Present
Morgan Stanley (Paramus NJ)
NJ
01/31/1980 - 09/20/2011
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NA
10/26/1977 - 12/22/1987
E. F. HUTTON & COMPANY INC
NA
12/27/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
03/08/1974 - 11/17/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 01/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/15/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/29/1982
Series 24 - General Securities Principal Examination
BC
Issued 05/05/1981
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/30/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 03/06/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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