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Joseph C. Barkley

Raymond James Financial Services, Inc.

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About Joseph C. Barkley

Joseph C. Barkley is a financial professional with over 30 years of experience in the financial services industry. Joseph C. Barkley is currently registered with Raymond James Financial Services, Inc., Carillon Fund Distributors, Inc., and Raymond James & Associates, Inc. Joseph C. Barkley has passed the Series 27, Series 99TO, Series 79TO, SIE, Series 7 and Series 52 exams. Previously, Joseph C. Barkley was registered with SILVER LANE ADVISORS LLC and MORGAN KEEGAN & COMPANY, LLC.

Firm Information

Joseph Barkley is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Barkley’s Registration & Firm History

FL

07/13/2023 - Present

Raymond James Financial Services, Inc. (ST. PETERSBURG FL)

NY

07/11/2019 - 12/20/2019

SILVER LANE ADVISORS LLC (NEW YORK NY)

TN

02/26/2013 - 05/05/2016

MORGAN KEEGAN & COMPANY, LLC (MEMPHIS TN)

TN

01/15/1986 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 11/16/1985

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/1991

Series 7 - General Securities Representative Examination

BC

Issued 03/22/1985

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph C. Barkley.
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