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Joseph C Baez

Pruco Securities, LLC

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About Joseph C Baez

Joseph C. Baez is a financial professional with Pruco Securities, LLC. Joseph has been in the industry since February 2016 and holds the Series 6 and SIE licenses. Joseph is registered with the state of Florida. Joseph specializes in providing financial advice to individuals, corporations, and trusts.

Firm Information

Joseph Baez is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joseph Baez’s Registration & Firm History

FL

07/21/2016 - Present

Pruco Securities, LLC (St. Petersburg FL)

FL

02/22/2016 - 08/04/2016

W&S BROKERAGE SERVICES, INC. (TAMPA FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph C Baez.
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