Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dowd is a financial advisor who is registered with the state of California. He joined Capital Client Group, Inc., in 2018, and is associated with Capital Group Companies. Joseph Dowd began his career as a financial advisor in 2010. Joseph Dowd previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Mercer Allied Company, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
08/15/2018 - Present
Capital Client Group, Inc. (Los Angeles CA)
CA
10/14/2014 - 01/23/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVINE CA)
CA
06/17/2010 - 09/24/2014
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
BOTH
Issued 08/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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