Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Bruno is a financial professional with over 17 years of experience in the financial industry. Joseph is currently registered with Scotia Capital (usa) Inc. Previously, Joseph was employed at UBS Securities LLC, BNP Paribas Securities Corp., and Goldman, Sachs & Co. Joseph holds the Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/14/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
12/28/2015 - 03/31/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
09/06/2007 - 01/04/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/19/2004 - 09/11/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/05/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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