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Joseph Brian Lascala

Aegis Capital Corp.

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About Joseph Brian Lascala

Joseph Brian Lascala is a financial advisor registered with Aegis Capital Corp. with over 25 years of experience in the industry. Joseph is a Series 4, Series 7, Series 24, Series 63 and Series 65 licensed professional who is able to provide financial advice to individuals, corporations and other entities. Previously, Joseph worked with Paulson Investment Company, Inc., Gunnallen Financial, Inc, Investec Ernst & Company, and Royce Investment Group, Inc. Joseph is located in Melville, New York and is able to provide financial advice in 17 states.

Firm Information

Joseph Lascala is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Lascala’s Registration & Firm History

NY

02/29/2012 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

01/04/2010 - 02/29/2012

PAULSON INVESTMENT COMPANY, INC. (HAUPPAUGE NY)

NY

07/02/2002 - 01/13/2010

GUNNALLEN FINANCIAL, INC (HAUPPAUGE NY)

NY

10/29/1999 - 07/29/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

06/29/1998 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

IA

Issued 04/25/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2007

Series 4 - Registered Options Principal Examination

BC

Issued 10/02/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 7 public disclosures for Joseph Brian Lascala. Review regulatory record here.
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