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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Brian Downes is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Joseph has been in the securities industry since 2010 and is currently registered with both Minnesota and Texas. He holds several licenses and certifications including the Series 7, 63, and 66. Joseph has experience with a wide range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. He has a variety of investment strategies available including portfolio management, financial planning, and pension consulting. Joseph's approach to financial advice is personalized and tailored to each client's individual needs. He is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MN
05/12/2022 - Present
Raymond James Financial Services Advisors, Inc. (Austin MN)
MN
05/02/2013 - 07/01/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (EDINA MN)
MN
09/17/2012 - 05/09/2013
PRINCOR FINANCIAL SERVICES CORPORATION (MINNETONKA MN)
MN
05/09/2011 - 02/02/2012
COMMONWEALTH FINANCIAL NETWORK (EDINA MN)
MN
01/27/2010 - 04/11/2011
MORGAN STANLEY SMITH BARNEY (BLOOMINGTON MN)
MN
11/06/2007 - 05/13/2009
UBS FINANCIAL SERVICES INC. (BLOOMINGTON MN)
BC
Issued 06/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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