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Joseph Brendan Horrigan

U.s. Bancorp Investments, Inc.

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About Joseph Brendan Horrigan

Joseph Brendan Horrigan is a financial professional with over a decade of experience in the industry. Joseph is currently registered with U.S. Bancorp Investments, Inc. and is licensed to provide investment advice in North Carolina and South Carolina. Prior to joining U.S. Bancorp Investments, Inc., Joseph worked at WELLS FARGO SECURITIES, LLC. Joseph is qualified to provide financial advice and investment services, and holds the Series 7, 79, 55, 63, and SIE licenses.

Firm Information

Joseph Horrigan is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Joseph Horrigan’s Registration & Firm History

NC

08/06/2015 - Present

U.s. Bancorp Investments, Inc. (Charlotte NC)

NC

09/27/2012 - 07/14/2015

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/19/2014

Series 7 - General Securities Representative Examination

BC

Issued 09/26/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Brendan Horrigan.
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