Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Kucera is a financial advisor with over 30 years of experience in the financial services industry. Joseph has been registered with Wells Fargo Clearing Services, LLC since 2019, and prior to that was registered with UBS Financial Services Inc. Joseph also holds registrations with 21 states, primarily in the Midwest. Joseph has a strong background in securities and investment advising, and is dedicated to providing personalized financial guidance to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
12/10/2019 - Present
Wells Fargo Clearing Services, LLC (OVERLAND PARK KS)
KS
09/30/2010 - 11/11/2019
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
KS
06/01/2009 - 10/06/2010
MORGAN STANLEY SMITH BARNEY (OVERLAND PARK KS)
NE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OMAHA NE)
NE
03/18/2005 - 04/02/2007
MORGAN STANLEY DW INC. (OMAHA NE)
NY
12/12/1989 - 04/11/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NE
01/04/1989 - 12/08/1989
MCCARTHY, DUNN & CO. (OMAHA NE)
NA
10/19/1988 - 01/17/1989
AMERITAS INVESTMENT CORP.
IA
Issued 03/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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