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Joseph Boyd Hurley

Register Financial Associates, Inc.

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About Joseph Boyd Hurley

Joseph Boyd Hurley has been in the financial services industry since 1981. Joseph currently works for Register Financial Associates, Inc. and is registered with FINRA. He is licensed in 6 states, including Florida, Georgia, Louisiana, New York, Tennessee, and Texas. Joseph's registrations include Series 3, Series 7, Series 79TO, and SIE.

Firm Information

Joseph Hurley is currently registered with Register Financial Associates, Inc.. Register Financial Associates, Inc. is a Corporation that was formed on July 1, 1992. The firm is registered with the SEC and in 38 states.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Hurley’s Registration & Firm History

GA

11/18/2016 - Present

Register Financial Associates, Inc. (Atlanta GA)

GA

01/28/2005 - 10/17/2016

EMERGENT FINANCIAL GROUP, INC. (NORCROSS GA)

GA

03/21/2000 - 01/28/2005

DUNWOODY BROKERAGE SERVICES, INC. (ATLANTA GA)

NC

01/17/1991 - 02/22/2000

MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)

NA

04/29/1988 - 11/16/1990

INTERSTATE/JOHNSON LANE CORPORATION

NC

10/30/1984 - 11/16/1990

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

NA

02/22/1988 - 05/04/1988

H.A. KENNING INVESTMENTS,INC.

NA

04/03/1984 - 10/30/1984

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

03/23/1981 - 03/09/1984

J.C. BRADFORD & CO.

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Licenses & Designations

BC

Issued 04/10/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1988

Series 3 - National Commodity Futures Examination

BC

Issued 03/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Joseph Boyd Hurley. Review regulatory record here.
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