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Joseph Billups Bergner

FHN Financial Securities Corp.

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About Joseph Billups Bergner

Joseph Billups Bergner has been a registered representative in the securities industry since November 23, 1989. Joseph is currently registered with FHN Financial Securities Corp. in Houston, Texas, where Joseph has worked since April 1, 2017. Prior to joining FHN Financial Securities Corp., Joseph was registered with Coastal Securities, Inc., Government Securities Corporation, GSC Securities, Inc., Thomas James Associates, Inc., Phoenix Government Investments, Inc., TDI, Incorporated, D.E. Frey & Company, Inc., Lehman Brothers Inc., Oppenheimer & Co., Inc., and Shearson Lehman Hutton Inc. Joseph is licensed to sell securities in Oklahoma and Texas.

Firm Information

Joseph Bergner is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Bergner’s Registration & Firm History

TX

04/01/2017 - Present

FHN Financial Securities Corp. (HOUSTON TX)

TX

07/01/1996 - 04/01/2017

COASTAL SECURITIES, INC. (HOUSTON TX)

NA

04/21/1995 - 07/01/1996

GOVERNMENT SECURITIES CORPORATION

NA

04/21/1995 - 07/01/1996

GSC SECURITIES, INC.

NY

01/12/1995 - 03/23/1995

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NA

09/27/1994 - 03/06/1995

PHOENIX GOVERNMENT INVESTMENTS, INC.

CO

09/12/1994 - 11/28/1994

TDI, INCORPORATED (ENGLEWOOD CO)

CO

11/02/1992 - 01/07/1993

D.E. FREY & COMPANY, INC. (DENVER CO)

NY

10/29/1990 - 11/24/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/08/1988 - 11/19/1990

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

04/07/1988 - 11/29/1988

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

02/23/1988 - 04/07/1988

ADVANTAGE CAPITAL CORPORATION

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Licenses & Designations

BC

Issued 03/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Billups Bergner.
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