Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Bernard Powers is an investment advisor representative and registered with Victory Capital Management Inc. in Bayville, New York. Joseph Powers has been in the industry since October 18, 1998. Joseph Powers has passed the Series 6, 7, 63, 65, and SIE exams and is registered in New York, New Jersey and Ohio. Before joining Victory Capital Management Inc., Joseph Powers worked at AllianceBernstein Investments, Inc., Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., CitiCorp Investment Services, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Victory Capital Management Inc., the firm Joseph Powers is associated with, provides portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
11/25/2015 - Present
Victory Capital Management Inc. (Bayville NY)
TN
06/25/2013 - 08/05/2015
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
CT
12/01/2005 - 06/12/2013
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
12/10/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/28/2003 - 10/21/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
02/11/2002 - 02/07/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/06/1998 - 02/05/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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