Unclaimed
Joseph Bernard Abruzzo is a registered representative with Elevation, LLC in Palm Beach Gardens, FL. Joseph has been in the financial services industry for 15 years, starting his career in June 2008. Previously, Joseph worked at Direct Access Partners LLC, Convergex Execution Solutions LLC, and Seaboard Securities, Inc. Joseph holds Series 7, Series 55, Series 63, Series 57TO and SIE licenses and is registered with the state of Florida as well as the state of Connecticut, New Jersey, New York and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/22/2013 - Present
Elevation, LLC (Palm Beach Gardens FL)
NY
12/12/2011 - 05/31/2013
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
FL
04/15/2009 - 12/13/2011
CONVERGEX EXECUTION SOLUTIONS LLC (TEQUESTA FL)
FL
06/30/2008 - 05/18/2009
SEABOARD SECURITIES, INC. (TEQUESTA FL)
BC
Issued 09/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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