Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Bennett Frost is an investment advisor representative with LPL Financial LLC. Joseph has been in the securities industry since August 2005 and has been registered with LPL Financial LLC since December 2012. Joseph has a Series 63, Series 66, Series 7 and SIE license. Joseph is registered to provide investment advisory services in Alabama, Florida, Georgia, Indiana, Kansas, Kentucky, New Jersey, New York, North Carolina, Ohio, Tennessee, and Texas. In addition to his role at LPL Financial LLC, Joseph is also a basketball coach at Seymour High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
08/09/2019 - Present
LPL Financial LLC (MARYVILLE TN)
TN
09/19/2008 - 12/17/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (KNOXVILLE TN)
TN
08/23/2005 - 09/22/2008
EDWARD JONES (KNOXVILLE TN)
BOTH
Issued 02/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Frost is the right advisor for you? Invested Better is here to help.
