Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Benjamin Scharfbillig is a financial advisor with LPL Financial LLC. Joseph is also registered with FINRA and has been in the industry since February 7, 2004. Joseph has a variety of licenses and registrations, including Series 7, Series 24, Series 52, Series 53, and Series 66. Joseph is registered in 53 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Joseph provides financial planning, portfolio management, and other advisory services to a variety of clients, including individuals, businesses, and institutions. Joseph previously worked at Cetera Investment Services LLC, Cetera Financial Specialists LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., Cetera Advisors LLC, Cetera Advisor Networks LLC, Guaranty Brokerage Services, Inc., BANCNORTH Investment Group, Inc., Securities America, Inc., TD Ameritrade, Inc., and Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/25/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
MN
08/09/2007 - 01/22/2021
CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)
MN
06/21/2016 - 03/11/2019
CETERA FINANCIAL SPECIALISTS LLC (ST CLOUD MN)
MN
06/21/2016 - 03/11/2019
FIRST ALLIED SECURITIES, INC. (ST CLOUD MN)
MN
06/21/2016 - 03/11/2019
SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)
MN
11/14/2012 - 03/11/2019
CETERA ADVISORS LLC (ST CLOUD MN)
MN
11/12/2012 - 03/11/2019
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
08/09/2007 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
08/09/2007 - 11/18/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
NE
04/25/2007 - 07/13/2007
SECURITIES AMERICA, INC. (OMAHA NE)
NE
04/22/2006 - 04/30/2007
TD AMERITRADE, INC. (BELLEVUE NE)
NE
01/12/2004 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 01/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/20/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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