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Joseph Bench

Realta Equities, Inc.

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About Joseph Bench

Joseph Bench is a financial advisor with over 30 years of experience in the industry. Joseph is currently registered with Realta Equities, Inc. and is licensed in 13 states. Joseph has held previous roles at several firms, including AEGIS CAPITAL CORP., ARETE WEALTH MANAGEMENT, LLC, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., IDB CAPITAL CORP., CIBC WORLD MARKETS CORP., CAPSTONE ASSET PLANNING COMPANY, OPPENHEIMER & CO., INC., GREENWICH CAPITAL MARKETS, INC., and SHEARSON LEHMAN BROTHERS INC. Joseph has passed several industry exams including Series 63, Series 4, Series 7, and SIE.

Firm Information

Joseph Bench is currently registered with Realta Equities, Inc.. Realta Equities, Inc. is a Corporation formed on January 24, 1989. The firm is registered in 52 states and is also SEC-registered.

Not reported

Assets Under Management

Not reported

Total Clients

56

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Bench’s Registration & Firm History

CA

01/13/2023 - Present

Realta Equities, Inc. (San Diego CA)

NY

06/16/2020 - 01/30/2023

AEGIS CAPITAL CORP. (NEW YORK NY)

NJ

08/09/2016 - 06/16/2020

ARETE WEALTH MANAGEMENT, LLC (Teaneck NJ)

NJ

06/11/2013 - 08/09/2016

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (TEANECK NJ)

NY

04/25/2008 - 02/05/2013

IDB CAPITAL CORP. (NEW YORK NY)

NY

07/24/2002 - 05/18/2006

IDB CAPITAL CORP. (NEW YORK NY)

NY

01/26/2000 - 02/19/2002

CIBC WORLD MARKETS CORP. (NEW YORK NY)

TX

03/19/1992 - 04/20/1998

CAPSTONE ASSET PLANNING COMPANY (HOUSTON TX)

NY

05/04/1990 - 11/29/1990

OPPENHEIMER & CO., INC. (NEW YORK NY)

CT

09/12/1986 - 01/29/1990

GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)

NA

06/28/1982 - 07/05/1985

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 08/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/1986

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Bench.
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