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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Bedford James is a financial advisor with LPL Financial LLC in COLLEGE STATION, TX. Joseph has been in the financial services industry since 1997 and has a total of 10 years of experience at LPL Financial LLC. Before joining LPL Financial LLC, Joseph worked for MML INVESTORS SERVICES, LLC, USAA FINANCIAL ADVISORS, INC., NEXT FINANCIAL GROUP, INC., MUTUAL SERVICE CORPORATION, PRIMEVEST FINANCIAL SERVICES, INC., FISERV INVESTOR SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, BANK UNITED SECURITIES CORP., and AMERICAN FUNDS DISTRIBUTORS, INC. Joseph holds the following licenses: Series 6, Series 7, Series 24, Series 52, Series 53, Series 63, and Series 65. Joseph also holds the designation: Certified Financial Planner. Joseph provides financial planning, portfolio management, and other services to individuals, corporations, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/29/2020 - Present
LPL Financial LLC (AUSTIN TX)
TX
07/19/2017 - 06/01/2020
MML INVESTORS SERVICES, LLC (SAN ANTONIO TX)
TX
03/08/2010 - 07/11/2017
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
09/12/2008 - 02/19/2010
NEXT FINANCIAL GROUP, INC. (SAN ANTONIO TX)
TX
07/12/2007 - 09/18/2008
MUTUAL SERVICE CORPORATION (SAN ANTONIO TX)
TX
08/16/2005 - 07/03/2007
PRIMEVEST FINANCIAL SERVICES, INC. (SCHERTZ TX)
TX
08/20/2001 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
07/27/1998 - 08/17/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TX
11/12/1997 - 06/01/1998
BANK UNITED SECURITIES CORP. (HOUSTON TX)
CA
01/15/1997 - 11/19/1997
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
IA
Issued 02/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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