Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Baxter Platt is a financial advisor currently registered with LPL Financial LLC. Joseph has been in the industry since 1984 and has held various positions at Grove Point Investments, LLC, Mutual of Omaha Investor Services, Inc., Mutual of Omaha Fund Management Company, and Forth Financial Securities, Corporation. Joseph is licensed in several states including Florida, Illinois, Maryland, Nebraska, North Carolina, South Carolina, Virginia, and Washington. Joseph specializes in providing financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/04/2022 - Present
LPL Financial LLC (CHARLOTTESVILLE VA)
VA
04/07/2006 - 04/04/2022
GROVE POINT INVESTMENTS, LLC (CHARLOTTESVILLE VA)
NE
02/09/1993 - 04/17/2006
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NE
01/27/1988 - 12/31/1992
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
NA
05/11/1984 - 01/09/1988
FORTH FINANCIAL SECURITIES, CORPORATION
IA
Issued 02/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2012
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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