Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Barbella is a registered representative with Commerz Markets LLC in New York, NY. Joseph has over 10 years of experience in the financial services industry. Joseph is a Series 3, 7, 14, 24, 53, 63, and 65 licensed professional. Joseph previously held positions at RBC Capital Markets, LLC and Citigroup Global Markets Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/21/2018 - Present
Commerz Markets LLC (NEW YORK NY)
NY
01/04/2010 - 10/01/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/24/2009 - 01/11/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/05/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 05/15/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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