linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Azevedo Pires

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Azevedo Pires

Joseph Azevedo Pires is a registered representative with Scotia Capital (usa) Inc., having joined the firm in 2013. Joseph has worked in the securities industry since 2000, having held previous positions with firms such as Bradesco Securities, Inc., Knight Capital Americas, L.P., and Kellogg Capital Markets, LLC. Joseph holds the Series 7, Series 24, Series 63, and SIE licenses.

Firm Information

Joseph Pires is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Pires’s Registration & Firm History

NY

07/08/2013 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

12/05/2011 - 10/26/2012

BRADESCO SECURITIES, INC. (NEW YORK NY)

NJ

12/20/2010 - 04/08/2011

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

12/02/2008 - 01/03/2011

KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/26/2004 - 11/28/2008

KELLOGG CAPITAL GROUP LLC (NEW YORK NY)

NY

01/27/2000 - 01/28/2003

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

Not sure if Joseph Azevedo Pires is right for you?

Licenses & Designations

BC

Issued 02/06/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Azevedo Pires.
Not sure if Joseph Azevedo Pires is right for you?