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Joseph Austin Parker

Transamerica Retirement Advisors, LLC

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About Joseph Austin Parker

Joseph Austin Parker is a registered representative with Transamerica Retirement Advisors, LLC. Parker has been in the securities industry since August 2023 and has been registered with the state of Tennessee since January 2024. Parker holds the Series 7, Series 63, and Series 66 licenses. Parker specializes in retirement planning, investment management for individuals, and portfolio management for businesses. Parker has a history of working for various firms, including Pruco Securities, LLC and NYLIFE Securities LLC. Parker's previous experience includes working for companies like Us Money Shops and Cash America.

Firm Information

Joseph Parker is currently registered with Transamerica Retirement Advisors, LLC. Transamerica Retirement Advisors, LLC is a registered investment advisor headquartered in CEDAR RAPIDS, IA. The firm provides financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, corporations, and pension plans. The firm has over 334 registered representatives and manages over $16 billion in assets.
Transamerica Retirement Advisors, LLC

6400 C STREET SW

CEDAR RAPIDS, IA 52499

$16.16B

Assets Under Management

Not reported

Total Clients

266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Parker’s Registration & Firm History

TN

01/16/2024 - Present

Transamerica Retirement Advisors, LLC (Ooltewah TN)

TN

09/28/2023 - 01/05/2024

PRUCO SECURITIES, LLC. (Franklin TN)

TN

05/31/2022 - 08/02/2023

NYLIFE SECURITIES LLC (OOLTEWAH TN)

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Licenses & Designations

BOTH

Issued 10/05/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Austin Parker.
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