Unclaimed
Joseph Austin Parker is a registered representative with Transamerica Retirement Advisors, LLC. Parker has been in the securities industry since August 2023 and has been registered with the state of Tennessee since January 2024. Parker holds the Series 7, Series 63, and Series 66 licenses. Parker specializes in retirement planning, investment management for individuals, and portfolio management for businesses. Parker has a history of working for various firms, including Pruco Securities, LLC and NYLIFE Securities LLC. Parker's previous experience includes working for companies like Us Money Shops and Cash America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
01/16/2024 - Present
Transamerica Retirement Advisors, LLC (Ooltewah TN)
TN
09/28/2023 - 01/05/2024
PRUCO SECURITIES, LLC. (Franklin TN)
TN
05/31/2022 - 08/02/2023
NYLIFE SECURITIES LLC (OOLTEWAH TN)
BOTH
Issued 10/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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