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Joseph Austin Durkin

Jefferies LLC

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About Joseph Austin Durkin

Joseph Durkin is a financial advisor based in Boston, MA. Joseph has been working in the financial services industry since 2012. Joseph is currently registered with Jefferies LLC and has previously worked with RAYMOND JAMES & ASSOCIATES, INC. and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.. Joseph is licensed to offer securities in all 50 states.

Firm Information

Joseph Durkin is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Durkin’s Registration & Firm History

MA

11/10/2015 - Present

Jefferies LLC (BOSTON MA)

MA

12/08/2014 - 11/06/2015

RAYMOND JAMES & ASSOCIATES, INC. (BOSTON MA)

MA

09/15/2014 - 11/06/2014

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

05/17/2010 - 03/09/2012

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 12/23/2014

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/27/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Austin Durkin.
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