Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Ausanio is a financial advisor with over 25 years of experience in the financial services industry. Joseph is currently registered with J.P. Morgan Securities LLC. Joseph has held previous positions with Chase Investment Services Corp., Wachovia Securities, LLC, Morgan Stanley DW Inc., GKN Securities Corp. and Nichols, Safina, Lerner & Co. Inc.. Joseph is a registered investment advisor and a securities representative. Joseph holds Series 63, Series 65, Series 7 and SIE licenses. Joseph provides financial planning and investment management services to individuals, businesses, insurance companies, charitable organizations, pension and profit sharing plans and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/28/2015 - Present
J.p. Morgan Securities LLC (SCARSDALE NY)
NY
04/05/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (YONKERS NY)
MO
11/12/2002 - 04/06/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/09/1998 - 09/18/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/21/1997 - 11/10/1998
GKN SECURITIES CORP. (NEW YORK NY)
NY
04/30/1997 - 05/20/1997
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
IA
Issued 02/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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