Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Connor is a financial advisor with Connor Capital Management, LLC in Vienna, Virginia. Joseph has been in the financial industry since 1995 and has a wide range of experience working with both high-net-worth individuals and other individuals. Joseph is registered in the state of Virginia as a Registered Investment Advisor (RIA) and is also registered in the state of Virginia as a Broker-Dealer. Joseph specializes in providing financial planning and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
01/21/2011 - Present
Connor Capital Management, LLC (VIENNA VA)
VA
11/15/2007 - 01/31/2011
UBS FINANCIAL SERVICES INC. (VIENNA VA)
MD
06/26/2003 - 11/16/2007
WACHOVIA SECURITIES, LLC (BETHESDA MD)
NY
01/03/2003 - 06/10/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
07/09/1999 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
VA
05/05/1999 - 07/22/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
03/24/1995 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
IA
Issued 04/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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