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Joseph Arthur Stueber

J.w. Cole Financial, Inc.

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About Joseph Arthur Stueber

Joseph Arthur Stueber is a financial advisor who has been in the industry since 1995. He is currently registered with J.w. Cole Financial, Inc., a firm based in Wauwatosa, Wisconsin. Joseph Stueber has a long history of experience working with clients in the financial services industry, and is licensed to work in a wide range of states.

Firm Information

Joseph Stueber is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Stueber’s Registration & Firm History

WI

05/20/2011 - Present

J.w. Cole Financial, Inc. (Wauwatosa WI)

WI

03/12/2004 - 05/23/2011

FIRST MIDWEST SECURITIES, INC. (MILWAUKEE WI)

ND

02/02/2004 - 03/29/2004

CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)

CA

11/03/2000 - 06/27/2003

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

WI

01/06/1998 - 11/07/2000

HARBOUR INVESTMENTS, INC. (MADISON WI)

MO

11/02/1995 - 07/10/1996

FFP SECURITIES, INC. (CHESTERFIELD MO)

MA

09/17/1992 - 08/07/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/17/1992 - 08/07/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Joseph Arthur Stueber. Review regulatory record here.
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