Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Garcia has been working in the financial industry since 1987. Joseph is a registered Investment Advisor Representative in California and Texas. Joseph specializes in providing financial planning, portfolio management, and educational seminars to individuals and high-net-worth individuals. Joseph is associated with Pacific Financial Strategies, Inc. and has been with the firm since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Hourly/fixed fees for financial planning
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2
CA
03/13/2017 - Present
Pacific Financial Strategies, Inc. (THOUSAND OAKS CA)
CA
03/31/2008 - 02/19/2010
PROEQUITIES, INC. (AGOURA CA)
CA
10/28/1997 - 03/31/2008
JEFFERSON PILOT SECURITIES CORPORATION (AGOURA CA)
CA
01/06/1997 - 10/28/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
11/27/1995 - 12/11/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
CO
11/29/1994 - 11/06/1995
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
MA
09/16/1993 - 12/31/1994
MUTUAL SERVICE CORPORATION (BOSTON MA)
DE
01/27/1992 - 11/10/1994
PML SECURITIES COMPANY (NEWARK DE)
MA
01/03/1991 - 04/10/1992
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NJ
03/25/1987 - 11/15/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/12/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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