Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Colleran is a financial professional with over 30 years of experience in the financial services industry. Joseph currently works at Valley Financial Management, Inc. as a Registered Representative and Investment Advisor Representative. Joseph has been in the business since 1989 and has a strong track record of success. Joseph has a diverse range of experience working with individuals and institutions to help them reach their financial goals. Joseph is dedicated to providing clients with personalized service and sound financial advice. Joseph holds several licenses and certifications including Series 7, Series 24, Series 52, Series 53, Series 55, and Series 57.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
09/17/2013 - Present
Valley Financial Management, Inc. (New York NY)
NY
07/14/2011 - 09/03/2013
BONDDESK TRADING LLC (NEW YORK NY)
NY
12/02/2008 - 06/02/2011
MARKETAXESS CORPORATION (NEW YORK NY)
NY
04/02/2007 - 04/23/2007
MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)
NY
04/15/1998 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/01/1996 - 07/15/1996
CHASE SECURITIES INC. (NEW YORK NY)
MD
03/17/1995 - 04/01/1996
CHASE SECURITIES, INC. (NEW YORK MD)
NY
10/30/1989 - 03/14/1995
UBS SECURITIES INC. (NEW YORK NY)
NA
05/21/1984 - 01/27/1986
ALEX. BROWN & SONS, INC.
NA
09/25/1981 - 02/28/1984
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 11/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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