Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Vafi is a financial advisor with Canaccord Genuity LLC, located in San Francisco, CA. Joseph has been working in the financial services industry since March 20, 2002. He has a strong background in financial markets and investment strategies. Joseph holds a Series 7, 63, 86 and 87 license and is registered to conduct business in California and New York. Previously, Joseph worked at Loop Capital Markets LLC, Jefferies & Company, Inc., and Robertson Stephens, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/11/2019 - Present
Canaccord Genuity LLC (SAN FRANCISCO CA)
CA
11/30/2016 - 06/21/2019
LOOP CAPITAL MARKETS LLC (SAN FRANCISCO CA)
CA
08/20/2002 - 09/02/2011
JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)
CA
07/21/2003 - 04/16/2004
JEFFERIES/QUARTERDECK, LLC (LOS ANGELES CA)
CA
04/22/2003 - 07/21/2003
JEFFERIES/QUARTERDECK, LLC (LOS ANGELES CA)
CA
04/11/2000 - 08/19/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 03/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/19/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/30/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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