Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Turfa is a financial advisor with over 17 years of experience in the financial services industry. Joseph is currently registered with LPL Financial LLC. Joseph is also registered with several states including California, Arizona, Colorado, Nevada, New Hampshire, Ohio, Oregon, Indiana and Washington. Prior to joining LPL Financial LLC, Joseph has held positions at AXA ADVISORS, LLC, MID ATLANTIC CAPITAL CORPORATION, and MONY SECURITIES CORPORATION. Joseph has a strong understanding of the financial markets and a commitment to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/06/2025 - Present
LPL Financial LLC (NAPA CA)
CA
01/06/2009 - 07/09/2009
AXA ADVISORS, LLC (SAN FRANCISCO CA)
CA
12/11/2007 - 12/17/2008
MID ATLANTIC CAPITAL CORPORATION (SONOMA CA)
NY
12/16/1998 - 10/17/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 02/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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