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Joseph Anthony Talty

Santander Securities LLC

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About Joseph Anthony Talty

Joseph Anthony Talty is an investment advisor representative with over 20 years of experience in the financial services industry. Joseph is currently registered with Santander Securities LLC. Joseph Talty's experience includes previous roles at TD Ameritrade, Inc., LPL Financial LLC, Capital One Investment Services LLC, Greenpoint Securities LLC, Essex National Securities, Inc., Global Capital Securities Corporation and Northridge Capital Corporation.

Firm Information

Joseph Talty is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Talty’s Registration & Firm History

NJ

09/11/2014 - Present

Santander Securities LLC (Garwood NJ)

NY

05/17/2013 - 08/27/2014

TD AMERITRADE, INC. (NEW YORK NY)

NY

07/08/2011 - 04/23/2013

LPL FINANCIAL LLC (WADING RIVER NY)

NY

01/03/2005 - 06/13/2011

CAPITAL ONE INVESTMENT SERVICES LLC (BROOKLYN NY)

NY

01/02/2004 - 01/03/2005

GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)

CA

07/19/2002 - 01/02/2004

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

CO

10/13/2000 - 11/29/2000

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

NY

03/23/2000 - 10/05/2000

NORTHRIDGE CAPITAL CORPORATION (MELVILLE NY)

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Licenses & Designations

BOTH

Issued 05/09/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2002

Series 7 - General Securities Representative Examination

BC

Issued 03/22/2000

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Anthony Talty.
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