Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sztapka is a financial advisor who has been working in the industry since 1995. Joseph is currently registered with MWA Financial Services Inc. and is licensed in several states including Arizona, California, Colorado, Florida, Indiana, Iowa, Kansas, Minnesota, Nebraska, North Dakota, Oklahoma, Oregon, South Dakota, Texas, and Wyoming. Prior to joining MWA Financial Services Inc., Joseph was previously registered with Locust Street Securities, Inc., USLIFE Equity Sales Corp., Decade Securities Corp., Lake Geneva Investments, Ltd., and Pavek Investments Inc. Joseph's areas of expertise include portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
10/24/2001 - Present
MWA Financial Services Inc. (SIOUX FALLS SD)
IA
03/22/2000 - 08/29/2001
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NA
06/17/1992 - 03/14/1994
USLIFE EQUITY SALES CORP.
NA
03/27/1990 - 09/24/1990
DECADE SECURITIES CORP.
NA
06/26/1987 - 02/13/1990
LAKE GENEVA INVESTMENTS, LTD.
NA
04/07/1987 - 07/14/1987
PAVEK INVESTMENTS INC.
BC
Issued 03/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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