Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Stumbroski is a financial advisor with J. W. Cole Advisors, Inc., based in Baltimore, Maryland. Joseph has been working in the financial industry since 1984. His experience includes roles with several firms, including Cambridge Investment Research, Inc., SII Investments, Inc., and Geneos Wealth Management, Inc. Joseph is registered with the state of Maryland as both a Registered Representative (BC) and an Investment Advisor Representative (IA). He holds several licenses, including the Series 7, Series 6, Series 22, Series 63 and Series 65 exams, and is qualified to provide a wide range of investment services. Joseph specializes in providing financial advice to individuals, businesses, and charitable organizations, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
07/11/2017 - Present
J. W. Cole Advisors, Inc. (BALTIMORE MD)
MD
03/06/2013 - 07/26/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (BALTIMORE MD)
MD
05/22/2007 - 03/06/2013
SII INVESTMENTS, INC. (BALTIMORE MD)
MD
07/01/2004 - 05/25/2007
GENEOS WEALTH MANAGEMENT, INC. (BALTIMORE MD)
CO
05/14/1997 - 07/13/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MD
07/05/1994 - 05/27/1997
TLS FINANCIAL SERVICES, INC. (TOWSON MD)
OH
01/05/1994 - 06/21/1994
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NY
01/09/1991 - 01/05/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
01/03/1986 - 01/03/1991
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
10/27/1984 - 01/23/1986
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
06/20/1983 - 03/20/1984
PRUCO SECURITIES CORPORATION
IA
Issued 01/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/13/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Stumbroski is the right advisor for you? Invested Better is here to help.
