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Joseph Anthony Spokas

Forum Financial Management, LP

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About Joseph Anthony Spokas

Joseph Spokas is a financial advisor with over 30 years of experience in the industry. He has been registered with the Securities and Exchange Commission (SEC) since 1987 and has held various licenses throughout his career. Currently, he is a registered representative with Forum Financial Management, LP, where he provides a wide range of financial planning services. Joseph has also worked as a Certified Public Accountant (CPA) and has extensive experience in tax and accounting services. With his diverse background and commitment to client satisfaction, he is dedicated to helping individuals and families achieve their financial goals.

Firm Information

Joseph Spokas is currently registered with Forum Financial Management, LP. Forum Financial Management, LP is an investment advisor headquartered in Lombard, IL. With over 100 investment advisor representatives and over 30 licensed agents, the firm manages over $8.5 billion in assets for a diverse clientele, including individuals, high-net-worth individuals, corporations, charities, pension plans, and other investment advisors. The firm provides financial planning, portfolio management, and pension consulting services.
Forum Financial Management, LP

1900 SOUTH HIGHLAND AVENUE

LOMBARD, IL 60148

$8.53B

Assets Under Management

Not reported

Total Clients

95

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Spokas’s Registration & Firm History

IL

01/23/2023 - Present

Forum Financial Management, LP (LOMBARD IL)

IL

06/24/1987 - 03/01/2011

GENWORTH FINANCIAL SECURITIES CORPORATION (LOMBARD IL)

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Licenses & Designations

BC

Issued 10/07/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Anthony Spokas.
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