Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Soares is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with Blackstone Securities Partners LP and holds FINRA Series 3, 7, 24, 63 and 79 licenses. Joseph has previously worked at Tremont Securities, Inc. and Hedgeworld Markets USA, Inc. Joseph is registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2011 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
09/19/1996 - 09/09/2005
TREMONT SECURITIES, INC. (RYE NY)
NY
08/05/2003 - 11/03/2003
HEDGEWORLD MARKETS USA, INC. (WHITE PLAINS NY)
NY
03/22/2001 - 03/26/2002
HEDGEWORLD MARKETS USA, INC. (WHITE PLAINS NY)
BC
Issued 04/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/13/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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