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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Simmons is a financial advisor with over 28 years of experience in the industry. Joseph has a Series 7, Series 63 and Series 65 licenses. Joseph is currently registered with Global Retirement Partners LLC and previously was registered with several other firms including StanCorp Equities, Inc., NYLIFE Distributors LLC, Manning & Napier Investor Services, Inc. and Fidelity Investments Institutional Services Company, Inc.. Joseph specializes in providing financial planning and portfolio management services to individuals, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Joseph is based in San Rafael, CA and also serves clients in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/17/2022 - Present
Global Retirement Partners LLC (SAN RAFAEL CA)
OR
02/04/2019 - 04/08/2022
STANCORP EQUITIES, INC. (PORTLAND OR)
MA
06/14/2006 - 03/12/2018
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
07/11/2003 - 05/04/2006
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
RI
03/02/2001 - 10/30/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
12/14/1999 - 02/06/2001
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
RI
04/23/1998 - 10/28/1999
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
RI
10/14/1993 - 04/03/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
04/27/1992 - 10/07/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 08/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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