Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Rosales is a financial professional with Northwestern Mutual Investment Services, LLC. Joseph has been in the industry since March 19, 2019 and is licensed in 21 states. Joseph has passed the Securities Industry Essentials Examination (SIE), the Investment Company Products/Variable Contracts Representative Examination (Series 6) and the Uniform Securities Agent State Law Examination (Series 63). Joseph has worked for Northwestern Mutual Investment Services, LLC in both Olathe, KS and Salt Lake City, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
UT
07/08/2019 - Present
Northwestern Mutual Investment Services, LLC (SALT LAKE CTY UT)
KS
09/24/2018 - 01/11/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Olathe KS)
BC
Issued 07/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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