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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Romanoski is a financial advisor with over 30 years of experience in the industry. Joseph Romanoski is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since March 2020. Prior to that, Joseph Romanoski was affiliated with Ameriprise Financial Services, LLC. Joseph Romanoski holds FINRA Series 7, 9, 10, 24, 63 and 65 licenses, as well as licenses in 12 states, including Pennsylvania, New Jersey, New York, California, and Florida. Joseph Romanoski is also a registered investment advisor in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/06/2020 - Present
Wells Fargo Clearing Services, LLC (LANSDALE PA)
NJ
10/05/2009 - 03/13/2020
AMERIPRISE FINANCIAL SERVICES, LLC (LAWRENCEVILLE NJ)
PA
12/05/1994 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (YARDLEY PA)
NY
08/19/1994 - 12/13/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
06/04/1992 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
IA
Issued 11/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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