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Joseph Anthony Rivera

Nylife Securities LLC

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About Joseph Anthony Rivera

Joseph Anthony Rivera is a registered representative with Nylife Securities LLC. Joseph is registered in Florida and California and holds the Series 63, Series 6TO and SIE licenses. Joseph has been in the industry since January 31, 2021. The firm Nylife Securities LLC is a registered broker-dealer and investment advisor.

Firm Information

Joseph Rivera is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Rivera’s Registration & Firm History

FL

02/01/2021 - Present

Nylife Securities LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 06/18/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/04/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Anthony Rivera. Review regulatory record here.
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