Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Randolph is a financial advisor with over 20 years of experience in the industry. Joseph has been registered with Wells Fargo Clearing Services, LLC since March of 2020 and previously held registrations with Fifth Third Securities, Inc. and Wells Fargo Advisors, LLC. Joseph is a Series 7, 9, 10, 31, and 66 licensed advisor. Joseph Randolph has a Series 66 license and a Series 7, 9, 10, and 31 securities license. Joseph is registered in 22 states. Joseph has a specialization in 1, 2, 4, 5 and 6. Joseph is also a 50% owner of Metro Valley Holdings, LLC, an investment-related company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
03/25/2020 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON WV)
WV
08/19/2010 - 03/27/2020
FIFTH THIRD SECURITIES, INC. (CHARLESTON WV)
WV
10/23/2009 - 08/06/2010
THE HUNTINGTON INVESTMENT COMPANY (HUNTINGTON WV)
WV
01/01/2008 - 10/28/2009
WELLS FARGO ADVISORS, LLC (HUNTINGTON WV)
WV
07/15/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HUNTINGTON WV)
MD
07/11/2001 - 07/16/2004
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BOTH
Issued 09/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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