Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Polverino is a financial advisor with Dinosaur Financial Group, LLC. Joseph has been in the financial industry since 2003. He is registered with FINRA and the state of New York. He holds several licenses and certifications, including Series 7, Series 55, Series 52TO, Series 53, and Series 63. Joseph has previously worked for Advisors Asset Management, Inc., Sterne, Agee & Leach, Inc., and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/04/2019 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
NY
06/15/2015 - 12/04/2018
ADVISORS ASSET MANAGEMENT, INC. (NEW YORK NY)
NY
01/02/2013 - 06/02/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
08/29/2003 - 01/09/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 10/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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