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Joseph Anthony Pizzarelli

ASL Capital Markets Inc.

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About Joseph Anthony Pizzarelli

Joseph Anthony Pizzarelli is a financial professional with over 10 years of experience in the securities industry. Joseph is currently registered with Asl Capital Markets Inc. and holds Series 7, 7TO, 24, 63, and SIE licenses. Joseph has previously worked at GLMX TECHNOLOGIES, LLC, Chapdelaine & Co., Banc of America Securities LLC and Lehman Brothers Inc. Joseph is registered to offer securities in all 50 states.

Firm Information

Joseph Pizzarelli is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Pizzarelli’s Registration & Firm History

CT

08/01/2023 - Present

ASL Capital Markets Inc. (STAMFORD CT)

NY

11/12/2019 - 07/21/2023

GLMX TECHNOLOGIES, LLC (NEW YORK NY)

NY

05/07/2010 - 02/17/2011

CHAPDELAINE & CO. (NEW YORK NY)

NY

04/03/2007 - 05/04/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

04/17/1998 - 08/20/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/12/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 11/12/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/16/2019

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Anthony Pizzarelli.
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