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Joseph Anthony Pietrykowski

Pruco Securities, LLC

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About Joseph Anthony Pietrykowski

Joseph Anthony Pietrykowski is a registered representative with Pruco Securities, LLC and has been in the securities industry since October 2004. Joseph is currently registered with both the Broker-Dealer and Investment Advisor divisions of FINRA. Joseph has held previous registrations with several other firms including Santander Securities LLC, J.P. Morgan Securities LLC, Wells Fargo Advisors Financial Network, LLC, Citigroup Global Markets Inc., CitiCorp Investment Services, National Securities Corporation, Sky Capital LLC, Newbridge Securities Corporation, and S.W. Bach & Company.

Firm Information

Joseph Pietrykowski is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joseph Pietrykowski’s Registration & Firm History

NY

06/09/2021 - Present

Pruco Securities, LLC (Forest Hills NY)

NY

05/28/2014 - 03/15/2019

SANTANDER SECURITIES LLC (BROOKLYN NY)

NY

04/22/2013 - 05/09/2014

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NY

02/11/2010 - 04/22/2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BROOKLYN NY)

NY

05/29/2007 - 03/01/2010

CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)

NY

04/19/2007 - 05/29/2007

CITICORP INVESTMENT SERVICES (BROOKLYN NY)

NY

04/27/2005 - 01/09/2007

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

09/23/2004 - 04/21/2005

SKY CAPITAL LLC (NEW YORK NY)

FL

07/19/2004 - 08/24/2004

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

NY

06/21/2004 - 07/14/2004

SKY CAPITAL LLC (NEW YORK NY)

NY

03/10/2004 - 06/14/2004

S.W. BACH & COMPANY (PORT WASHINGTON NY)

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Licenses & Designations

BOTH

Issued 09/14/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joseph Anthony Pietrykowski. Review regulatory record here.
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