Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Pezzo is an Investment Advisor Representative with Cetera Investment Advisers LLC. Joseph Anthony Pezzo has been in the securities industry for over 10 years and has a Series 6, Series 63, and Series 65 license. Joseph Anthony Pezzo is registered with the following states: California, Colorado, Connecticut, Florida, Illinois, Michigan, New Jersey, New York, North Carolina, Texas, and New York as an Investment Advisor Representative. Cetera Investment Advisers LLC offers various financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/29/2025 - Present
Cetera Investment Advisers LLC (Armonk NY)
CT
09/28/2018 - 12/03/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Stamford CT)
IA
Issued 09/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Pezzo is the right advisor for you? Invested Better is here to help.
