Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Anthony Perna is a financial advisor with Compound Planning. Joseph has been in the financial industry since 2007. Joseph is registered in Colorado and California. Joseph has a Series 7, Series 31, Series 63, and Series 66 license. Joseph is a Certified Financial Planner and a Chartered Financial Analyst. Joseph has over 15 years of experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Selection of other advisers
1
2
NY
08/09/2024 - Present
Compound Planning (NEW YORK NY)
VA
11/04/2020 - 07/22/2024
TMF INVESTMENTS (ALEXANDRIA VA)
MD
01/03/2012 - 11/17/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ANNAPOLIS MD)
MD
06/01/2009 - 11/22/2011
MORGAN STANLEY SMITH BARNEY (BETHESDA MD)
MD
02/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)
MD
08/27/2007 - 03/03/2008
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
BC
Issued 11/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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